compliance attorney jobs - New York City, NY
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Featured Job Postings from the Web
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| May 14 | Compliance Counsel Asset Management / Hedge Fund | Financial Services Company | New York, NY |
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The role will be based in the Legal/Compliance Department and involve a combination of bot ... Legal and Compliance responsibilities. The Compliance Attorney will be responsible for a... more |
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| May 14 | Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Mmco | New York, NY |
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As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
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| May 12 | Bank Regulatory Attorney/Compliance Professional | Resources Global Professionals | New York, NY |
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dynamic and highly motivated Attorneys and Compliance Professionals with expertise in ... Professional Qualifications: * Minimum of 10 years of bank regulatory/compliance experienc... more |
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| May 12 | Foreign Corrupt Practices Act Attorney | Resources Global Professionals | Parsippany, NJ |
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with Foreign Corrupt Practices Act compliance, including the development of a written Code of Conduct and/or corporate FCPA policies, and conducting related training * Experience... more |
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| May 12 | Anti-Money Laundering/OFAC Compliance Professional | Resources Global Professionals | New York, NY |
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and highly motivated Attorney or Senior Compliance Professional with Anti-Money ... regulations * Minimum of 10 years legal or compliance experience * 4-year Bachelor... more |
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| May 12 | Hedge Fund/Registered Investment Advisor Compliance Professional | Resources Global Professionals | New York, NY |
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dynamic and highly motivated Attorneys and Compliance Professionals with experience in ... Advisors * Hands-on experience developing compliance policies and procedures,... more |
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| Apr 29 | State Attorney - Retail Collections | Encore Capital Group | New York, NY |
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legal and regulatory issues. Ensuring compliance with state and federal laws, and ... years experience as a front-line collection attorney. Additional experience, and in... more |
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| Apr 15 | Sr. Product Compliance Manager / Attorney | Nyse Company | Port Washington, NY |
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Senior Product Compliance Manager/Attorney Overall Position Description: Plan, organize ... Required -Minimum 4-6 year experience in compliance, federal regulations and products... more |
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| Apr 09 | Hedge Funds Attorney, VP - Investment Bank | Compliance Search Group | New York, NY |
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division of an investment bank seeks an Attorney for their alternative funds ... of professional experience as a practicing attorney with focus on investment funds and... more |
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| Apr 09 | VP, Investment Advisory Attorney Investment Bank | Compliance Search Group | New York, NY |
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activities of the advisory platform to have compliance with applicable laws and ... regulatory requirements. Partner with Compliance and other counsel in filing and... more |
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| Apr 01 | VP, Investment Advisory Attorney - Investment Bank | Compliance Search Group | New York, NY |
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activities of the advisory platform to have compliance with applicable laws and ... regulatory requirements. Partner with Compliance and other counsel in filing and... more |
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| Mar 25 | Public Finance & Municipal bonds Legal & Compliance | Compliance Search Group | New York, NY |
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public finance Strong knowledge of general compliance issues such as supervision, ... Jack Kelly jkelly compliancesearch.com The Compliance Search Group is the oldest,... more |
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| Jan 17 | Anti-Money Laundering / OFAC Compliance Professional | Resources Global Professionals | New York, NY |
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and highly motivated Attorney or Senior Compliance Professional with Anti-Money ... the day-to-day operations of an AML or OFAC compliance program In-depth knowledge of... more |
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| Jan 17 | Bank Regulatory Attorney / Compliance Professional | Resources Global Professionals | New York, NY |
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dynamic and highly motivated Attorneys and Compliance Professionals with expertise in ... Professional Qualifications: Minimum of 10 years of bank regulatory/compliance experience... more |
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More Job Postings from the Web
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| May 17 | COMPLIANCE ATTORNEY FOR TOP HEDGE FUND | My Momentum Search | New York, NY |
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attorney to join their Compliance team. Attorney will be responsible for a wide spectrum of strategic legal and compliance initiatives and provide support to the company's... more |
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| May 16 | Compliance Recruiter for Attorneys & Non-Attorneys | Meridian Legal Search | New York, NY |
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Other Meridian Legal Search actively places Compliance professionals--attorneys & ... we place attorneys primarily, we often get compliance positions at our client companies. more |
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| May 10 | Anti-Money Laundering Compliance Attorney | Yorkson Legal | New York, NY |
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from business units and test compliance with CIP policies and procedures* ... from business units and test compliance with EDD procedures * Report on... more |
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| May 07 | Legal Compliance Attorney for Greenwich, CT, Hedge Fund | Robert Half Legal | Greenwich, CT |
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currently registering with the SEC and needs attorney to handle its legal affairs. Prevous ... Please send resume Attention: "Legal Compliance Officer for Greenwich, CT Hedge... more |
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| May 01 | Attorney - Compliance Manager | Kelly Services | Stamford, CT |
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County, CT is seeking a senior level Compliance Manager to oversee regulatory risks for the energy business. Must have 10+ years experience as a regulatory advisor on FERC, NERC,... more |
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| Apr 21 | Compliance Attorney | Robert Half Financial Service Group | New York, NY |
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Hedge Fund is seeking a Compliance Attorney that will provide trading counsel to ... equity derivatives trading compliance. • JD & 4+ years compliance or legal experience... more |
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| Apr 19 | Project-Based NERC Compliance Attorney Needed - Virtual | Juristaff | New York, NY |
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compliance attorney.We are searching for an attorney with direct and significant NERC ... and overseeing internal and external NERC compliance audits. The attorney must be... more |
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| Apr 09 | Senior Product Compliance Manager/Attorney | Systemax | Port Washington, NY |
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Plan, organize and implement private label compliance activities required by federal ... Required *Minimum 4-6 year experience in compliance, federal regulations and products... more |
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| Apr 02 | Compliance Manager/Attorney | Kelly Law Registry | Fairfield, CT |
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County, CTis seeking a senior level Compliance Manager to oversee regulatory risks for the energy business. Must have 10+ years experience as a regulatory advisor on FERC, NERC,... more |
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| Mar 30 | Hedge Fund Compliance Attorney | Smr Legal Search | Greenwich, CT |
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CT area seeks a Hedge Fund Compliance Attorney with 3 to 5 years exper. advising ... Fund Compliance exper. Will consider a non-attorney w/ the right experience as well. more |
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| Mar 18 | Regulatory Attorney | UBS | New York, NY |
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seeks a Compliance Officer/Regulatory attorney to handle various SEC, NASD, NYSE and other regulatory matters. Handling these regulatory inquiries, investigations and examinations... more |
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